Via News Knowledge File

Securities and Exchange Commission

government agency80% conf.·synced Nov 15, 2026

Federal regulatory agency overseeing securities markets

sourced metrics

1489

relationships

stated objectives

Via News reports

Every fact below is drawn from Via News's knowledge graph and linked to the source document it came from. Nothing here is unsourced. How we source →

Key metrics · each point sourced

Rias Over 75 Years Old

89companies

Jan 1, 2025source

Rias Registered Before 2018

7935companies

Jan 1, 2025source

Client Count

68400000clients

Jan 1, 2025source

Employee Count

1000000employees

Jan 1, 2025source

Assets Under Management

144.6trillion_USD

Jan 1, 2025⚠ sources conflictsource

Registered Rias

15870companies

Jan 1, 2025source

Rias Over 50 Years Old

124companies

Jan 1, 2025source

Registered Companies

436companies

Jan 1, 1940source

Account Count

300000accounts

Jan 1, 1940source

Stated objectives

Explore ways to allow 401(k) plan participants to have greater access to alternative assets

source

stated

Recover funds through SEC Whistleblower program; persons with non-public information regarding Coty may receive rewards up to 30% of any successful SEC recovery

source

target: 30 percent of successful recovery stated

Issue an innovation exemption allowing third-party tokenization of public company stocks without issuer consent

source

by 2026-05-23 00:00:00stated

Enable stock tokenization on blockchain through an innovation exemption, allowing 24/7 trading of equities including by third parties without company consent

source

stated

Relationship graph · 1489 connections

regulates

1244

regulated by

206

Employs

governs

files with

contracted by

allied with

employed by

This Knowledge File is assembled from Via News's source-traceable knowledge graph. Metrics, objectives and relationships are extracted from primary and credible secondary documents and refreshed on a schedule. Read our methodology →